AML QA Periodic Review Analyst (7 month Contract)
- Employer
- Page Personnel
- Location
- City of London, London
- Salary
- £40000 - £45000/annum
- Closing date
- 30 Dec 2021
View more
- Job Sector
- Accountancy
- Contract Type
- Permanent
- Hours
- Full Time
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The role is part of the Investment division's responsibility for reviewing and assuring the accuracy of Anti-Money Laundering (AML) due diligence information gathered as part of client take on & subsequent monitoring reviews.
Client Details
The client is a is a leading UK merchant banking group providing lending, deposit taking and securities trading in addition to wealth management services.
Description
Assist in the preparation and review of c. 850 Periodic CDD reviews.
Perform 1st Line monitoring of existing medium and high risk accounts (including Client Due Diligence, Source of Wealth, Source of Fund and Transaction Monitoring) within agreed SLA timeframe, to ensure they are complete, accurate and in line with company policy.
Identify financial crime risk triggers and carry out investigations via publicly available sources and specialist databases.
Conduct PEP, sanctions and adverse media screening.
Ensure any complex client structures (e.g. Trusts or offshore corporates) are fully understood, verified and documented.
Ensure the Financial Crime risks associated with Charities, Trusts and Companies are understood, documented and mitigated.
Assist the team in tracking and monitoring completion of reviews by Investment Managers, ensuring that Investment Managers undertake the reviews within policy deadlines and overdue reviews are escalated to the Head of AML QA.
Assist investment managers when required with SoW and CDD review requirements, completion of client profiles, risk assessments and information gathering.
Preparation and review of documentation for existing high risk clients, liaising with the Deputy MLRO and MLRO as required and arranging ManCo sign-off.
Contribute to, and produce, Management Information to present at Investment Committee Meetings.
Interact with Compliance to stay abreast of latest regulatory developments relating to Anti-Money Laundering and other forms of financial crime.Profile
Preferably 3+ years' experience working in 1st Line business as usual or Financial Crime Compliance (particularly AML and CDD) activities in a financial services firm, preferably investment or wealth management.
Preferably experience using Dow Jones, GB Group and Finscan.
Preferably experience of working on ongoing Periodic/CDD reviews of existing customers, with the ability to recognise AML triggers.
Must have experience conducting PEP, sanction and adverse media screening and mitigation of risk.
Must have experience of Trust, Charity and Company structures.
Preferably experience within transaction monitoring.Job Offer
£40,000 per annum (pro-rata)
7 month contract role
Client Details
The client is a is a leading UK merchant banking group providing lending, deposit taking and securities trading in addition to wealth management services.
Description
Assist in the preparation and review of c. 850 Periodic CDD reviews.
Perform 1st Line monitoring of existing medium and high risk accounts (including Client Due Diligence, Source of Wealth, Source of Fund and Transaction Monitoring) within agreed SLA timeframe, to ensure they are complete, accurate and in line with company policy.
Identify financial crime risk triggers and carry out investigations via publicly available sources and specialist databases.
Conduct PEP, sanctions and adverse media screening.
Ensure any complex client structures (e.g. Trusts or offshore corporates) are fully understood, verified and documented.
Ensure the Financial Crime risks associated with Charities, Trusts and Companies are understood, documented and mitigated.
Assist the team in tracking and monitoring completion of reviews by Investment Managers, ensuring that Investment Managers undertake the reviews within policy deadlines and overdue reviews are escalated to the Head of AML QA.
Assist investment managers when required with SoW and CDD review requirements, completion of client profiles, risk assessments and information gathering.
Preparation and review of documentation for existing high risk clients, liaising with the Deputy MLRO and MLRO as required and arranging ManCo sign-off.
Contribute to, and produce, Management Information to present at Investment Committee Meetings.
Interact with Compliance to stay abreast of latest regulatory developments relating to Anti-Money Laundering and other forms of financial crime.Profile
Preferably 3+ years' experience working in 1st Line business as usual or Financial Crime Compliance (particularly AML and CDD) activities in a financial services firm, preferably investment or wealth management.
Preferably experience using Dow Jones, GB Group and Finscan.
Preferably experience of working on ongoing Periodic/CDD reviews of existing customers, with the ability to recognise AML triggers.
Must have experience conducting PEP, sanction and adverse media screening and mitigation of risk.
Must have experience of Trust, Charity and Company structures.
Preferably experience within transaction monitoring.Job Offer
£40,000 per annum (pro-rata)
7 month contract role
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