Compliance Analyst - 2nd Line Financial Crime
- Employer
- Page Personnel
- Location
- London
- Salary
- £40000 - £50000/annum Bonus + Company benefits
- Closing date
- 30 Dec 2021
View more
- Job Sector
- Accountancy
- Contract Type
- Permanent
- Hours
- Full Time
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Reporting to the Compliance Manager, as a Compliance Analyst in the 2nd line compliance team the primary function is to protect the company from exposure to money laundering and support the 1st line, specifically in regards to onboarding clients by providing AML guidance and advice.
Client Details
The client is an award winning financial services firm listed on the London Stock Exchange. Recognised by the Financial Times as one of the fastest growing companies in Europe, they remain a team of just over 100, and have achieved this by placing people and culture at the heart of their business.
Description
Completing EDD on prospective and existing clients
Conducting monthly review (QC) of a % of accounts on boarded for each risk classification against policy to ensure adequate oversight
Act as an escalation point for problem solving of team members
Conduct risk event driven reviews for Risk Committee where necessary
Responsible for identifying suspicious activity and following process to report these where required
Provide detailed AML analysis of deals based transactions
Liaising directly with Fund Administrators and Corporate Service Providers to establish internal controls
Assist with the production of MI around various client profiles and verticals
Ensure periodic reviews are delegated and conducted
Involvement in the development of new systems for KYC efficiency
Involvement in the delivery of compliance projects ensuring technical excellence and a practical, business driven approach
Stay updated by participating in educational opportunities; reading professional publications
Support the delivery of compliance training to new members of the department
Work closely with the Compliance Manager and MLRO to identify any major issues in relation to compliance.
Drafting and updating standard operating procedures where necessary
Assist where required with Correspondent banking queries, e,g,. RFIs
Master various compliance platforms and systems to streamline department workflowProfile
Experience with complex client structures, e.g. Funds, Trusts, SPVs, Limited Partners, General Partners
Significant experience within AML Compliance - FX/Payments background desirable
Strong grasp of complex engagements and ownership structures
Good understanding of MIFID and associated product offerings
Relevant Professional qualification desirable e.g., ICA
Analytical problem-solver with a passion for lateral thinking
An excellent communicator and ability to multitask within a fast-paced environment
Remains clam under pressure with the ability to prioritise and manage upwards
Robust communication, organisation and time management skillsJob Offer
£45,000+ annual salary
Strong bonus structure (paid twice annually)
Life changing equity opportunities for team players that perform
Annual ski trip
Quarterly company celebrations
Award winning office, complete with a free bar, gym, personal trainer, and a hair salon / barbershop.
Private healthcare for you and your family from day one
Funding towards professional development
1-day extra holiday for every year of service
Client Details
The client is an award winning financial services firm listed on the London Stock Exchange. Recognised by the Financial Times as one of the fastest growing companies in Europe, they remain a team of just over 100, and have achieved this by placing people and culture at the heart of their business.
Description
Completing EDD on prospective and existing clients
Conducting monthly review (QC) of a % of accounts on boarded for each risk classification against policy to ensure adequate oversight
Act as an escalation point for problem solving of team members
Conduct risk event driven reviews for Risk Committee where necessary
Responsible for identifying suspicious activity and following process to report these where required
Provide detailed AML analysis of deals based transactions
Liaising directly with Fund Administrators and Corporate Service Providers to establish internal controls
Assist with the production of MI around various client profiles and verticals
Ensure periodic reviews are delegated and conducted
Involvement in the development of new systems for KYC efficiency
Involvement in the delivery of compliance projects ensuring technical excellence and a practical, business driven approach
Stay updated by participating in educational opportunities; reading professional publications
Support the delivery of compliance training to new members of the department
Work closely with the Compliance Manager and MLRO to identify any major issues in relation to compliance.
Drafting and updating standard operating procedures where necessary
Assist where required with Correspondent banking queries, e,g,. RFIs
Master various compliance platforms and systems to streamline department workflowProfile
Experience with complex client structures, e.g. Funds, Trusts, SPVs, Limited Partners, General Partners
Significant experience within AML Compliance - FX/Payments background desirable
Strong grasp of complex engagements and ownership structures
Good understanding of MIFID and associated product offerings
Relevant Professional qualification desirable e.g., ICA
Analytical problem-solver with a passion for lateral thinking
An excellent communicator and ability to multitask within a fast-paced environment
Remains clam under pressure with the ability to prioritise and manage upwards
Robust communication, organisation and time management skillsJob Offer
£45,000+ annual salary
Strong bonus structure (paid twice annually)
Life changing equity opportunities for team players that perform
Annual ski trip
Quarterly company celebrations
Award winning office, complete with a free bar, gym, personal trainer, and a hair salon / barbershop.
Private healthcare for you and your family from day one
Funding towards professional development
1-day extra holiday for every year of service
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